Chasing Nightmares – Kanashibari

Takagi Umanosuke and the Ghost of a Woman By Tsukioka Yoshitoshi (Japan, 1839-1892).

The Dark Presser. The Old Hag. The Ghost Presser. Alien Abduction. No matter what cultural form it takes, kanashibari excites and terrifies.  Between 40-50% of people will have at least one experience of kanashibari in their lifetimes (Schegoleva, 2002). In the West, we know it as sleep paralysis.

Nightmares and sleep paralysis happen together during the second half of the night–REM (rapid eye movement) sleep. During this phase, the body disconnects from the brain so you don’t enact your dreams. Even automatic reflexes, such as kicking when the knee is tapped, are shut off. This isn’t a problem unless the brain wakes up before the body reconnects. This is what is called sleep paralysis or kanashibari (Schegoleva, 2002). When the brain wakes in this state, it is still dreaming, but your eyes are open and seeing the dreams. The brain struggles to understand what’s going on by substituting explanations from your culture–aliens, ghosts, demons, vampires, and other creatures. When the body and brain reconnect, the dreaming stops, but it can take seconds to 20 minutes for them to talk to each other again (Cox, 2015). Until then, you are at the mercy of the experience (Cox, 2015):

“I had one patient who was lying in bed and woke up to see a little vampire girl with blood coming out of her mouth,”says Brian Sharpless, a clinical psychologist at Washington State University and author of the book, Sleep Paralysis: Historical, Psychological, and Medical Perspectives. “This is an example of a really vivid, multi-sensory hallucination. She could feel this vampire figure grabbing onto her arms, pulling her, and saying she was going to drag her to hell and do all these terrible things to her.”

The first recorded experience appears in Al-Akhawayni’s 1st century Persian manuscript Hidayat. In 1664, the Dutch physician Isbrand van Diemerbroeck reported a case of sleep paralysis in a 50-year old woman. But it wasn’t until 1755 that nightmares and sleep paralysis became linked when Samuel Johnson defined the word nightmare. The earliest recording of sleep paralysis in Japan dates to the 12th century. The Japanese Emperor Konoe Tonno (1139-1155) experienced the sensation of chest compression sometimes associated with sleep paralysis. “Every night the emperor was oppressed by a mysterious agony which the holiest monks, working all their healing rites, seemed unable to relieve.” In 1153, Minamoto no Yorimasa (1104-1180) saved the emperor by killing a winged demon called Nue with an arrow (Orly & Haines, 2014).

The association of sleep paralysis and spirits is found across cultures. The most common story is the Old Hag, which appears in Japan and in Europe. Typically, it involves an ugly woman, often dressed in white, sitting on the sleeper or making eerie sounds. The English word haggard comes from this experience. In some European stories, witches descend onto sleepers who are trapped in their beds. Haggard means “ridden by the hag” (Cox, 2015). However, other supernatural creatures are said to cause sleep paralysis. In Japanese folklore, kanashibari happens whenever a person is about to encounter a supernatural being. It’s something of a premonition (Yoshimura, 2015).

The Ghost of Seigen Haunting Sakurahime By Tsukioka Yoshitoshi (Japan, 1839-1892)

The word kanashibari comes from a medieval Japanese spell called kanashibari no ho, a paralysis magic practiced by priests of Onmyodo Shugendo of the Shingon sect of Buddhism. It’s thought the ability can be attained through intense ascetic training, and different groups developed different ways of casting the spell. In the book Shoku nihongi, the founder of Shugendo, En no Ozumu (634-701) used the spell to punish spirits who failed to collect water and firewood for him. Most often, the spell was used to subdue an opponent or expel an evil spirit by invoking Fudomyoo, the patron deity of Shugendo (Yoshimura, 2015). Kanashibari means “to immobilize as if bound with metal chains.” Kana means metal. Shibaru means to bind. 

Who Experiences Kanashibari

While anyone can experience sleep paralysis, women and students are more prone to it (Arikawa & Templer, 1999). As many as 43% of Japanese students report at least one episode. It’s thought women and students are more prone to kanashibari because both have less control over their environment and because they have more disruption in their sleep cycles (Arikawa & Templer. 1999; Schegoleva, 2002).

Kanashibari’s nightmares focus on lack of control. After all, you can’t move during it. The frustration of not having control over your circumstances can come to the fore during your dreams. Despite this discomfort, students want to experience kanashibari. Some attempt to induce the experience by sleeping on their backs, which can help cause it. Others write “Get lost!” on a piece of paper, tear it up, and throw it away in an effort to anger spirits enough to visit that night. In fact, when researchers asked how to avoid kanashibari, students couldn’t offer solutions. They wanted to experience it rather than avoid it (Schegoleva, 2002). Here is an interview Schegoleva had with an 11-year old boy to give you an idea about kanashibari:

‘Yes, it happened when I was five. I remember lying in my bed, my body being pressed by someone in long white clothes. I could see my brother sleeping but could not move to free myself or scream for help.’
‘Was it a male or female figure?’
‘I immediately decided that it was a female. I don’t know why.’
‘You remember it quite well. How did it end?’
‘I felt that I could move my toes, and the same moment the ghost disappeared.’
‘Do you think it was a ghost?’
‘My brother told me next morning: so you had kanashibari and saw a ghost!’
‘Did you tell the other members of your family what had happened?’
‘No, but a few years later my mother asked if I had had kanashibari, and I said yes, and told her about it.’
‘Has it happened to you just once?’
‘In fact, the second time it happened soon after I spoke to my mother about kanashibari.’ [Laughs.] ‘How old were you?’
‘Well, it was about two years ago, so I was nine, I think. But I did not see anything, there was just this
strange annoying noise, like a glass breaking.’
‘Like glass breaking? Was there actually anything like glass around?’
‘No, and the noise was constant, not real, like glass broken into pieces – crrraasshhhh, as if something
big and fragile was being dropped on the floor.’
‘Were you frightened?’
‘No, the second time I knew what was happening and even found it funny, though the noise was …bothering me.’
‘And the first time, when you were five?’
‘I do not remember very well, but I think I should have been afraid.’
‘Do you know why people get kanashibari? Or how to get kanashibari?’
‘I am not sure, but some of my classmates should know, ask them.’

Media and Kanashibari

Media impacts kanashibari. When the brain is confused, it will reach for the best explanation for the experience out of its library, and for most of us, media has stocked this mental library. While we can know sleep paralysis is caused by stress, fatigue, and sleep disorders, the sleeping mind taps into the subconscious–the realm of spirits, hags, and aliens. In Schegoleva’s 2002 paper, she reported how one student had seen the ghost girl Sadako from The Ring during the student’s kanashibari experience. While in Japan and parts of Europe people dream of kappa, hags, and ghosts, Americans experience sleep paralysis differently. Susan Blackmore, in 1998, linked alleged experiences of alien abduction with sleep paralysis. The experiences match: the out-of-body sensation, luminous presence, and other associations. But why aliens? Well, in American society it’s more acceptable for people to believe an alien abducted them than a ghost or hag sat on them. Aliens are as much a part of American folklore as the kappa is for Japanese folklore. And it is out of this folklore that the mind pulls its understanding of the nightmare world.

Kanashibari can be a terrifying experience if you don’t know what’s happening, or it can be a something a student seeks for a thrill similar to watching a horror movie. If you’d rather avoid the experience, sleep on your side and try not to stress. A regular sleep pattern helps too. About half of us will have at least one episode of kanashibari in our lifetimes. Kanashibari is one of the more mysterious parts of the human experience, one that links modern people with folklore that had long since understood what we are just coming to know.

References

Arikawa, Hiroko & Templer, Donald, et al. (1999). The Structure and Correlates of Kanashibari. The Journal of Psychology 133 (4) 369-375.

Cox, David (2015) Vampires, ghosts, and demons: the nightmare of sleep paralysis; tales of things that go bump in the night have existed for centuries, but they may in fact be a part of a surprisingly common neurological phenomenon. The Guardian. Nov. 2, 2015.

Orly, Regis & Haines, Duane (2014) NEUROwords Kanashibari: A Ghost’s Business. Journal of the History of Neuroscience 23 192-197.

Schegoleva, A. (2002). Sleepless in Japan: the kanashibari phenomenon. Electronic Journal Of Contemporary Japanese Studies, 2

Yoshimura, Ayako (2015) To Believe and Not to Believe: A Native Ethnography of Kanashibari in Japan. Journal of American Folklore 128 (508) 146-178.

What is a Myth?

Susanoo

Myth is a word that gets thrown around a lot in media, and it is almost always used wrong. For many, myth is a synonym for lie. We say something is a myth in order to avoid the harsher word lie. Some of this comes from our Western Judaeo-Christian perspective. Creation stories from other religions, such as Japan’s Kojiki, are labeled as myths. That is, they are considered lies compared to Judaeo-Christian truth. This perspective is just as easily flipped. The story of Genesis is equally a myth from the perspective of Shinto and other religions.

If you are a devoted Christian, your hackles are probably raising. The Story of Adam and Eve is a myth, just as the story of Amaterasu is a myth.

But the word myth is actually a good word.

Despite the misuse of the word, myth actually has more in common with the word truth. Part of the confusion comes from the postmodern view of morality and reality. Postmodernism and its close cousin Relativism do not believe in an objective truth, an objective set of morals and views of reality. Postmodernism believes some views are superior to others, but they are not universally true. Relativism believes all views are equally correct. On the other hand, myths come from a perspective that reality is governed by an objective, universal truth. Myths are stories that point to these truths.

Understanding the true meaning of the word myth is necessary to understand folklore and mythology. Myths are not concerned with facts. Our modern view equates facts with truth, but they are quite different. Facts are information without moral elements. They cannot be true or false. They can merely be correct or incorrect. We revise facts regularly as we learn more about how the physical world works. People used to believe the world was flat. This wasn’t a lie. It was merely the understanding people had based on the information available. The world is round isn’t a truth. It is a fact based on the information we have available.

Truth concerns itself with observing human nature and the nature of reality. Myths are stories that point toward truth. People may believe myths are factual, such as Genesis, but factuality isn’t as important as the truth myths reveal. People who view these as “merely” stories can still come away with Truth after reading them. Myth concerns itself with the human condition. They reveal whys behind human behavior and help explain why we view reality as we do. They explain suffering and why we suffer. Myths explain how behaviors create consequences. Trying to treat myths as literal history blinds us to the stories’ deeper messages.

Myths and folklore and closely related. Mythology deals with provincial, top-down views of reality. Folklore deals with everyday, bottom-up experiences. Mythology starts with the elite and works down. Folklore starts with the peasant and works up. Both contain observations and lessons about reality. Sometimes folklore clashes with mythology. Folklore subverts the top-down narratives of the elite classes by poking fun at them or having simple farmers one-up some high-minded noble. Mythology seeks to establish a reason for the way society is structured, a justification for why elite classes can rule over the other social classes. The boundaries between the two types of stories are porous. Folklore can become myth.

For example, the Japanese fox, Kitsune, began as a folk story that tweaked the noses of the elite classes of Japan. The fox was a create of farm fields and rural forests. Over time, the fox transformed into the avatar of Amaterasu, one of the most important Shinto goddesses. Eventually, the nine-tail fox avatars became the true form of the goddess. Amaterasu appears in the Kojiki as human, but after the folklore of kitsune became popular, she began to be portrayed as a type of fox. The fox avatar gave way to becoming the true form of the goddess.

Most myths began as folk stories. Each region had their own version, and each version contributed to the official myth as the stories merged. Kitsune was said to fertilize fields with her tail. Amaterasu gained this ability and became the Goddess of Rice. Kitsune stories were found throughout ancient and feudal Japan. Their popularity provided the groundwork for Amaterasu to become the most popular and most important god of Shinto. Yet, throughout this process the observations of these stories–what aspects of the human experience the fox symbolized–remained the same: the reality of raising food, the concerns about providing for your family, and other human concerns.

Creation of Eve, Sistine Ceiling, 1508-12, Michelangelo

In our own time, the misunderstanding of the word myth fuels tension. The creation story in Genesis is seen as a ‘myth’ by those who do not believe it is a historical fact. Those who believe in the story’s factuality take offense to this. Both groups are missing the point. The story of Genesis concerns itself more with the nature of reality and human’s role within it than sketching a historical origin to creation. Genesis speaks about our responsibility as the gardener species. It points to how we can use our intellect selfishly in a way that damages the world, ourselves, and our loved ones (eating of the Tree of Knowledge) or in a way that benefits creation as God intended. It also speaks about the negative consequences of greed and impulsive action. Finally, it touches on the danger of words. Even a single shift in wording can change the meaning of a statement with long-lasting consequences. The story’s messages are far more important than its factual accuracy.

The debate about Genesis and other modern myths centers around our misunderstanding about facts and truth. Facts can lie. Truth can exist without fact. We know Aesop’s fables are fiction, but they contain truth.

The Lion, the Fox and the Ass entered into an agreement to assist each other in the chase. Having secured a large booty, the Lion on their return from the forest asked the Ass to allot his due portion to each of the three partners in the treaty. The Ass carefully divided the spoil into three equal shares and modestly requested the two others to make the first choice. The Lion, bursting out into a great rage, devoured the Ass. Then he requested the Fox to do him the favor to make a division. The Fox accumulated all that they had killed into one large heap and left to himself the smallest possible morsel. The Lion said, “Who has taught you, my very excellent fellow, the art of division? You are perfect to a fraction.” He replied, “I learned it from the Ass, by witnessing his fate.”

Be careful not to use the word myth when you mean to say lie or misconception. The creation story of Genesis is a myth. The Kojiki is a myth. Calling a misconception a myth slanders the truthfulness of these stories and other stories.

Under the Cherry Blossoms

I don’t normally do promotional posts like this, but it’s tough to keep up with a regular blog writing schedule when posts require a fair amount of research. So think of this post as a way for me to rest while still telling you I have a new book available. I don’t believe in veiling promotional articles in the costume of a regular article, but I still made sure to sprinkle neat information and my experiences researching Japanese tree stories.

The sakura, or cherry tree, is Japan. The tree roots itself deep into Japanese culture. Anime fans are well aware of the symbols of the cherry blossom–how it represents the present, fleeting moment and springtime. However, these scenes from anime reach deep into Japanese literature, all the way back to the Heian period’s Tale of Genji and various folk stories.

The Tale of Genji, the world’s first novel, connects sakura blossoms with high art. The first written accounts of flower viewing parties sketch how the Heian elite spent their time politicking under cherry trees. It wasn’t until the Edo period that the rest of the populace began to enjoy their own cherry blossom viewing festivals. Part of this was because of the growing influence of the merchant class at the time. As merchants grew wealthier, the samurai class felt threatened and confiscated that wealth. They didn’t tax the urban class.

In response, the rich urban class burned their wealth on red-light districts, on geisha, and on public parks. They began to mimic the Heian period sakura viewing parties–only with more booze and rowdiness.

Each of Japan’s three classes of the time–samurai, urban, and farmer–had their own set of sakura stories. Each class reflected the concerns of the class. For example, the samurai focused on honor and family lineage, while the farming class focused on romance. Yes, people and trees fell in love. Or rather, the spirits of trees fell in love with humans.

Tree stories seem to be a bit of an odd topic. I stumbled across Japanese tree stories when I was researching for Come and Sleep: The Folklore of the Japanese Fox. One of the fox stories I found involved the fox turning into a tree to confuse people traveling through a forest. I thought it was a one-off story, but I soon discovered tree spirits could shapeshift too. Western tradition also has a long history of tree spirits, but those stories weren’t as well developed. However, they inspired many modern fantasy creatures such as nymphs and dryads and ents. In Japan, trees didn’t inspire other fantasy creatures, but they married, had children, and even walked. Not to mention, Japan’s association with cherry blossoms became a stereotype.

It wasn’t until the late 1800s that we in the West gained access to these stories. I had to do some digging to find good English translations of them and none of those were modern. In fact, I found no collection of stories focused on trees in English. I had the same issue when I dug into kitsune. There was only a single book about it, and that book had been out of print for over 40 years. Which is why I decided to write these short, introductory books about kitsune, tanuki, and trees. I kept them short in order to make them easier to read, and I did my best to avoid using Japanese transliterations too much. I don’t like to slog through scholarly articles loaded with Latin substitutions for archaic Japanese so I decided to keep my books as readable as I could. I also decided to keep the original 1800s grammar intact for the most part. I find it charming, and it helps the stories feel old. But it can be tough to understand at times.

Old stories set the groundwork for stories we have today. In fact, we often see Hollywood and other studios retell them, but sadly, not everyone has access to these stories. Society results from the stories we tell ourselves. They reflect our concerns, which are little changed from past concerns despite the progress of technology. Human problems–social, economic, spiritual–remain the same throughout the ages. Old stories teach us lessons modern stories fail to do with their concern for profit and desire to avoid offending people. Old stories don’t worry about being politically correct and sledgehammer lessons we need to hear but find unsettling. Many stories, for example, take a firm stand against sex before marriage, which has become the norm in our society (of course, the stories focus on women keeping their chastity and not on the men). Research I’ve cited in other articles supports the idea of waiting until marriage, but it’s not a popular stance, nor does it sell.

Likewise, old tree stories speak about individual environmental responsibility. We often look at what government and industry can do, but fail to discuss how we need to change our habits. Tree folklore speaks about how individual habits can hurt the trees around a village, which eventually hurts the village too. But individual responsibility is often lost in our environmental discussions because many see such changes as infringing on their freedom of choice. As Edo period stories show, the consequences of irresponsibility leads to death of loved ones. Strange how stories from the 1600s can still be relevant to current environmental concerns, if on a smaller scale. They even touch on naysayers in the stories.

It’s interesting how centuries-old stories address the same concerns as today. We really haven’t changed all that much. If you want to learn more, check out Under the Cherry Blossoms and Come and Sleep. Both are available in paperback and on Kindle.

Musings VII: On Monkeys in Japanese Culture.

Story: Three in the Morning, Four in the Evening.

In the times of the Song Dynasty[i] in China lived a man they called Sokō, which means monkey trainer. He loved monkeys and reared a whole horde of them at his house. Sokō understood the monkey’s minds quite well, and likewise the monkeys understood their master. He even reduced the number of inhabitants in his household in order to fulfill the monkeys’ wishes. But nevertheless, soon the food was almost gone.

Sokō was about to ration the food, but he feared the monkeys would not obey him. Thus he deceived them. First he said: “I will feed you chestnuts; three now, in the morning, and four when night comes. That may be enough.” Now the horde rose outraged, so quickly he said: “I will feed you chestnuts, four now, in the morning, and three when night comes. That may be enough.” So all the monkeys threw themselves happily at his feet.[ii]

The baffling monkey

monkeys arashiyama park family

Japanese macaques in Arashiyama Monkey Park, Kyôto. Picture taken by me.

There is one thing which bugs me about monkeys in Japan: the paradoxical way they are portrayed. In some stories, like the Chinese one above, monkeys are stupid and easily led by those smarter than they are. In other contexts, such as the Chinese zodiac, the monkey is characterized as clever. There are tales of lustful ape deities who demand human sacrifice, and at the same time, monkeys are believed to exorcise evil influences. There are even gods whose avatar and messenger is a monkey.  And lastly, monkeys can be funny. So, what does the monkey signify?

 

Emiko Ohnuki-Tierney postulates: “the monkey has sensitively expressed the changing notion of the self and other in Japanese culture; thus, by tracing the meanings of the monkey, we are able to trace the transformations of the Japanese structure of thought.”[iii] That may seem farfetched, but let’s run with it for the moment, and consider the aspects.

Monkey context: Hanuman and Sun Wukong

 

Hanuman India ape god

Hanuman. Source

The Japanese word saru (猿), usually translated as ‘monkey’, may be as specific an animal as the Japanese macaque,[iv] or be used as a vague catch-it-all term for monkeys. Being the only monkey indigenous to Japan, Japanese macaques inhabit forested mountains everywhere on the Archipelago except Hokkaido.[v] Half-domesticated monkeys close to human dwellings and wild ones in deeper recesses of the mountains may have behaved quite differently and contributed to the ambiguous image. In addition, tales and images of other monkey and ape species came to Japan via India and China.

 

In media, “the monkey is portrayed initially as foolish, vain, and mischievous [but he] learns valuable lessons along the way, makes changes, and eventually gains redemption”.[vi]

An early example of this is the Hindu deity Hanuman, who initially was stupid enough to interpret the sun as a fruit he could eat, and vain enough to attempt to grab it. In addition, he liked playing tricks on people. Thus he was punished, made to forget his powers until reminded of them. Only when he redeemed himself through good deeds he was forgiven and his powers restored.[vii]

 

Likewise, the ancient Chinese epic Journey to the West tells of Sun Wukong (Son Gokū), “a mischievous demigod obsessed with desires”[viii] who even aspires to the throne of heaven. Like Hanuman, he is punished and does good deeds until he reaches redemption. An interesting detail: “Sun Wukong is always clothed and depicted in clearly anthropomorphic poses.”[ix] Why might that be?

The monkey as metaphor

Sun Wukong Son Goku monkey deity rabbit

Sun Wukong as depicted by woodblock artist Yoshitoshi, 1889. Source

Let’s return Japanese macaques for a moment. They live in hordes and thus are social creatures, which makes them “an apt metaphor for humans”[x], especially in the rather group-based society of Japan. If one reads the tale of Sun Wukong in a similar fashion, “each stage of [the m]onkey‘s mythological journey may serve as an elaborate allegory for the evolution of the human mind.”[xi] In this vein, the monkey as a symbol was taken up by Buddhism.

To reach enlightenment, one has to overcome earthly desires. The state of confusion and greed associated with the unenlightened mind is called shin’en 心猿, “monkey mind”.[xii] Thus the stupid, greedy, vain monkey represents a stage humans need to leave behind in their journey to enlightenment. In the stories of ancient China, one encounters “the legendary ape figure characterized by animal instincts and portrayed as an abductor of women and a lustful creature”[xiii] – a sort of ancient Chinese King Kong, perhaps? Sun Wukong also had his lustful moments early in his career, for example allowing a female demon to charm him just out of sexual curiosity.[xiv]

However, the monkey cannot be simply read as a metaphor for human weakness and earthly desires. Remember the ending of the stories about divine monkeys, Hanuman and Sun Wukong? They did not stop being monkeys as their character changed. So, there must be more to this image.

Japan: monkeys as gods and divine messengers

As a result of the various influences on Japanese culture, the image of the monkey in Japan is multi-faceted. Although there are some tales of evil monkey deities who demand virgin girls as human sacrifice, mostly the image is a positive one. Monkeys serve as messengers and intermediaries between Shintō gods and humanity.[xv] The Shintō god of Mt. Hiei, Sanō, for example, has a monkey as both messenger and avatar.

Kyoto imperial palace kimon northeast corner

The non-corner of Kyôto Imperial Palace, sarugatsuji. Source

Moreover, since saru 猿is also a homonym for 去る, which means ‘to expell‘, it came to be believed that monkeys could drive out evil influences. This can be seen in conjunction with Chinese geomancy (Feng Shui) in the layout of the old imperial palace in Kyōto. Like the city itself, the palace is built according to the cardinal directions, which means one of ist corners faces Northeast. Northeast, however, was believed to be kimon 鬼門, the ‚demon gate‘, the direction from where evil influences could enter.[xvi] Thus, the circumference wall of the palace grounds was indented at the northeast corner. (SO there is no actual kimon. In addition, under its eaves was placed a statue of a monkey holding a Shintō staff used for purification rituals, to ward off evil influences. Hence it is called sarugatsuji 猿が辻 (the monkey’s crossing).

The same idea of purification and healing, in addition to their reputation as lustful, probably caused the association of monkeys with fertility, defense against smallpox, and safe childbirth. Also, monkeys are considered protectors of horses, and carved images of monkeys are sometimes found around old stables, the most prominent example being the Three Monkeys (Don’t See, Don’t Hear, Don’t Speak) at Toshōgu Shrine[xvii] in Nikko.[xviii] Later these Three Monkeys came to be associated with the Kōshin belief.

Monkeys as scapegoats: The migawari-zaru of Nara

Scape-apes ;). https://c1.staticflickr.com/1/21/33097347_25b511f84d_b.jpg

Scape-apes ;). Source

According to the Chinese calendar, the 57th day in a 60-day cycle and the same year in a 60-year calendar, Kōshin 庚申, was particularly ominous. In Kōshin nights, three worms living in a person’s body would ascend to heaven while the person slept, and report on their sins. One possible countermeasure was to simply stay awake that night, also known as kōshin machi: the Kōshin wake. Alternatively, the people of Nara identified the god being reported to as Kōshin-san, whose messenger was a monkey. Therefore, if they tied little monkey-shaped charms to the eaves of their houses before Kōshin nights, they were safe: “the monkey (Koushin’s messenger) is punished instead.”[xix] Again the monkey represents humans as fallible, sinful beings, while at the same time playing an angelic role as divine messenger. Paradoxical, isn’t it?

Comic monkeys

Last semester in my early modern Japanese class, we translated a couple of stories from the Seisuishō 醒睡笑, a collection of humourous tales compiled by monk Anrakuan Sakuden in the early 17th century. It was the way the monkey appeared as a symbol in these funny stories which finally gave me the clue to a possible common denominator of the monkey images in Japanese culture. So, I will give you my translation of the two stories I worked on and my idea what may be the baseline of monkey symbolism in Japan.

Story: If monkey faces resemble the lord

Once lived a lord with an unusually emaciated body and dark skin. He called his most trusted retainer to him, told him to sit opposite his lord, and asked: “I have heard that everyone says my face looks like that of a monkey. Say, is this true or a lie?”

The retainer listened attentively and said: “I am honoured by your trust, my lord, to be asked this question. But who would dare say such a thing? No, people only say that the faces of monkeys resemble your own.“

When the lord heard this, he said “Well spoken. Then it must be as you say“, without the slightest indignation. In such cases, when a lord completely misunderstands their brazen words, the common people tend to say “The Lord has big ears [like a monkey]!”: He hears everything, but does nothing.

Interpretation: The monkey as Self and Other

baby monkey glasses face funny

Yes, my lord? Source

As a reason for the negative aspects of the monkey’s image, Ohnuki-Tierney suggests a form of Othering. “[S]eeing a disconcerting likeness between themselves and the monkey, the Japanese also attempt to create distance by projecting their negative side onto the monkey and turning it into a scapegoat, a laughable animal who in vain imitates humans.”[xx] In other words, it is once again human weakness, hubris, and stupidity which the monkey represents. This becomes clear in the story above, where the lord is only ‘aping’ (sarumane 猿真似 in Japanese) a ruler’s style, without understanding the situation. He does not just resemble a monkey outwardly; his stupidity and self-deluding vanity recall the characters of Hanuman and Sun Wukong before their transformation.

Already in the Man’yōshū, an ancient collection of Japanese poetry, monkeys represent ugliness.[xxi] But more than ugly, a stupid leader is dangerous for his subjects as well, as another Chinese fable featuring monkeys, 井中撈月, details. In this story, the chief monkey decides to try and grab the moon reflected in a still pool. Following his orders, the monkeys grab each others tails and form a chain from the tree branch toward the water surface, until the bough breaks under their weight and they all drown.

The stupid, ugly lord failing in his job is a comical character because he is such an average human being. The general populace can recognize such a character as one of themselves, and laugh about the familiarity – despite the hint of danger an incapable lord brings. In contrast, the next story is set in a Buddhist temple, quite removed from the life of common people.

Story: A monkey-like acolyte climbs a tree

One day, the poet Sōchō visited Kasadera temple. As he was strolling on the temple grounds, he saw a chigo, a boy acolyte, dexterously climb into a treetop. He composed the opening verse of a poem:

             The acolyte climbs

            up the tree as skillfully

            as a monkey’s child

The acolyte answered with a closing verse:

            Since a useless monk draws near

            to bark at him in fury.

Interpretation: The boy’s ambiguous monkey mind

As I mentioned above, in order to reach Buddhist enlightenment, it is necessary to overcome the restless, greedy thoughts which characterize the ‘monkey mind‘. It is fitting, then, to compare a young acolyte to a monkey, even more so if he climbs a tree to escape his studies. However, the acolyte’s answer displays the cleverness characteristic of the Taoist zodiac sign of the monkey.[xxii]

dog monkey idiom japanese

“Like Dogs and Monkeys”. Source

In his verse, the acolyte takes up the comparison of himself to a monkey, but turns it around. By casting the pursuing priest as a dog, he alludes to the saying “a relationship like dogs and monkeys” (ken’en no naka, 犬猿の仲), thus portraying himself as the clever monkey who solves a problem with intellect (hiding), whereas the wild dog (the priest) can only resort to violence (shouting at him).

The monkey as trickster

Such a twist in the meaning of an image between the first and the second verse was a typical feature of linked-verse poetry. Therefore, the acolyte shows off not only his wit but his learning. However, here he falls back into the trap of monkey vanity, the flaw of young Hanuman and Sun Wukong. Arrogantly he dares to pitch a verse to an actual poet while he is a mere novice, and looks down on the very monks he learned his skill from, by comparing them to dogs. So, is he clever or is he stupid and vain? Well, both, of course.

The acolyte is overestimating his own ability; he tries to act and appear very clever but fails, as the lord in the previous story did. Firstly, hiding in a tree is not of much use if you engage in clearly audible poetry contests. Secondly, by making up his clever verse, the acolyte accidentally admits to running away from his studies and/or evading punishment. In this way, he fits Ohnuki-Tierneys definition of the monkey “as a trickster, […] who uses his wits in an attempt to outsmart others”, in order “to achieve beyond [his] capacity [or] ascribed status”.[xxiii] But ultimately, as the lord above, this ‘aping’ of his betters has to fail.

Conclusion: the monkey as human

So, back to the categorization of the story as comedy. The acolyte’s reply is funny, but why? It is because the punchline is based on the ambiguity of the monkey image, which the acolyte uses to turn its meaning around. Humor is usually based on either an unexpected, surprising turn, or the recognition of ourselves. The acolyte’s answer is such a surprising turn, and in his attempt to evade an unpleasant situation, as well as in his desire to show off his skill, we can recognize ourselves.

monkey mobile phone bath hot spring

No whatsapping in the bath, please. Source

Thus, the monkey as a symbol is ambiguous because it represents humans. The Indian and Chinese monkey deities first display human weakness, then repent and redeem themselves to a level of greatness or sainthood which is the other end of the spectrum of human ability. The Japanese monkey symbolism has absorbed these stories as well as indigenous myths of monkey gods and divine messengers and created a deeply ambiguous image. This image, in turn, is very appropriate for comic use because of its ambiguity. Be it an ugly, stupid lord unfit for rule, or a self-important acolyte skilled in poetry, what we laugh about in these stories is the humanity of its protagonists. And the monkey is the symbol for this multi-faceted humanity.

Notes and References

[i] http://afe.easia.columbia.edu/song  

[ii] The Chinese story朝三暮四, read in premodern Japanese and translated by me. A different version, with historical commentary, can be found here http://chinese-story-collection.blogspot.de/2010/09/three-in-morning-and-four-in-evening.html

[iii]Ohnuki-Tierney, Emiko. The Monkey as Mirror. Symbolic Transformations in Japanese History and Ritual. Princeton UP, 1987, p.74.

[iv] https://en.wikipedia.org/wiki/Japanese_macaque

[v] „Saru“ in Nihon Hyakka Daijiten日本百科大辞典, Tōkyō, 1919. Vol.3, p.945-6.

[vi] Schumacher, Mark. „Monkey in Japan“, in A to Z Photo Dictionary: Japanese Buddhist Statuary. Gods, Goddesses, Shinto Kami, Creatures and Demons. Available online via  http://www.onmarkproductions.com/html/monkey-saru-koushin.html, last access 22.08.2016, 13:22; p.2.

[vii] „Monkey in Japan“, p.2.

[viii] Wang, Jing. The Story of Stone. Intertextuality, Ancient Chinese Stone Lore, and the Stone Symbolism in Dream of the Red Chamber, Water Margin, and Journey to the West. Durham & London: Duke UP, 1992, p.224.

[ix] Welch, Patricia Bjaaland. Chinese Art. A Guide to Motifs and Imagery. Tōkyō, Rutland, Singapore: Tuttle, 2008, p.137.

[x] Ohnuki-Tierney 1987, p.24.

[xi] Wang 1992, p.241.

[xii] “Monkey in Japan”, p.2.

[xiii] Wang 1992, p.222.

[xiv] Wang 1992, p.225-7.

[xv] Ohnuki-Tierney 1987, p.6

[xvi] „Monkey in Japan“, p.3.

[xvii] For tourist info, see http://www.japan-guide.com/e/e3801.html

[xviii] „Monkey in Japan“, p.3.

[xix] Monkey in Japan“, p.3.

[xx] Ohnuki-Tierney 1987, p.6.

[xxi] Ohnuki-Tierney 1987, p.53.

[xxii] Welch 2008, p.137; „The Monkey“. http://www.chinese-astrology.co.uk/monkey.html, last access 24.08.2016, 11:36.

[xxiii] Ohnuki-Tierney 1987, p.54, 58

The Creation of Japan, Kojiki

The Kojiki, which translates to “Records of Ancient Matters”, contains Japan’s native creation myths and other mythology. Like all mythology, it was considered both factually true and Truth through most of history. This translation comes from Basil Hall Chamberlain and dates to 1932. This excerpt includes the introduction of the first volume and Japan’s creation story. The story about the creation of Japan’s deities comes from a 1929 translation by Yaichiro Isobe. I include these two different translations to give you an idea of how these ancient texts can feel different depending on who is translating.

Hereupon all the ‘heavenly Deities commanded the two Deities His Augustness the Male-Who-Invites and her Augustness the Female-Who-Invites, ordering them to “make, consolidate, and give birth to this drifting land.” Granting to them a heavenly jewelled spear, they deigned to charge them. So the two Deities, standing upon the Floating Bridge of Heaven, pushed down the jewelled spear and stirred it, whereupon, when they had stirred the brine till it went curdle-curdle, and drew the spear up, the brine that dripped down from the end of the spear was piled up and became an island. This is the island of Onogoro.

Birth of the Eight Great Islands

The 8 islands of ancient Japan

The 8 islands of ancient Japan

Hereupon the two Deities took counsel, saying: “The children to whom we have now given birth are not good. It will be best to announce this in the august place of the Heavenly Deities.” They ascended forthwith to Heaven and inquired of Their Augustnesses the Heavenly Deities. Then the Heavenly Deities commanded and found out by grand divination, and ordered them, saying: “They were not good because the woman spoke first. Descend back again and amend you words.” So thereupon descending back, they again when round the heavenly august pillar as before. Thereupon his Augustness the Male-Who-Invites spoke first: ” Ah! What a fair and lovely maiden!” Afterward; his younger sister Her Augustness the Female-Who-Invites spoke: “Ah! what a fair ad lovely youth!” In such way did they give birth to a child the Island of Ahaji, Honosawake. Next they gave birth to the Island of Futa-na in Iyo. This island has one body and four faces, and each face as a name. So the Land of Iyo is called Lovely Princess, the Land of Sanuki is called Prince Good Boiled Rice; the Land of Aha is called Princess of Great Food; the Land of Tosa is called Brave Good Youth. Next they gave birth to the Islands of Mitsugo near Oki, another nae for which is Heavenly Great Heart Youth. Next they gave birth to the island of Tsukushi. This island likewise has one body and four faces, and each face has a name. So the Land of Tsukushi is called White Sun Youth; the Land of Toyo is called Luxuriant Sun Youth; the Land of Hi is called Brave Sun Confronting Luxuriant Wonderous Lord Youth; the Land of Kumaso is called Brave Sun Youth.

Next they gave birth to the island of Iki, another name for which is Heaven’s One Pillar. Next they gave birth to the Island of Tsu, another name for which is Heavenly Hand net Good Princess. Next they gave birth to the Island of Sado. Next they gave birth to Great Yamato the Luxuriant Island of the Dragon Fly, another name for which is Heavenly August Sky Luxuriant Dragon fly Lord Youth. The name of Land of the Eight Great Islands therefore originated in these eight islands having been born first. After that, when they had returned, they gave birth to the Island of Ko in Kibi, another name for which is Brave Sun Direction Youth. Next they gave birth to the Island of Adzuki another name for which is Ohonudehime. Next they gave birth to he Island of Oho, another name for which is Tamaru-wake. Next they gave birth to he Island of Hime, another name for which is Heaven’s One Root. Next they gave birth to he Island of Chika, another name for which is Heavenly Great Male.  Next they gave birth to he Island of Futago, another name for which is Heaven’s Two Houses.

The Birth of the Deities

Izanagi and Izanami, Amaterasu's parents.

Izanagi and Izanami, Amaterasu’s parents.

Having, thus, made a country from what had formerly been no more than a mere floating mass, the two Deities, Izanagi and Izanami, about begetting those deities destined to preside over the land, sea, mountains, rivers, trees, and herbs. Their first-born proved to be the sea-god, Owatatsumi-no-Kami. Next they gave birth to the patron gods of harbors, the male deity Kamihaya-akitsu-hiko having control of the land and the goddess Haya-akitsu-hime having control of the sea. These two latter deities subsequently gave birth to eight other gods.

Next Izanagi and Izanami gave birth to the wind-deity, Kami-Shinatsuhiko-no-Mikoto. At the moment of his birth, his breath was so potent that the clouds and mists, which had hung over the earth from the beginning of time, were immediately dispersed. In consequence, every corner of the world was filled with brightness. Kukunochi-no-Kami, the deity of trees, was the next to be born, followed by Oyamatsumi-no-Kami, the deity of mountains, and Kayanuhime-no-Kami, the goddess of the plains. . . .

The process of procreation had, so far, gone on happily, but at the birth of Kagutsuchi-no-Kami, the deity of fire, an unseen misfortune befell the divine mother, Izanami. During the course of her confinement, the goddess was so severely burned by the flaming child that she swooned away. Her divine consort, deeply alarmed, did all in his power to resuscitate her, but although he succeeded in restoring her to consciousness, her appetite had completely gone. Izanagi, thereupon and with the utmost loving care, prepared for her delectation various tasty dishes, but all to no avail, because whatever she swallowed was almost immediately rejected. It was in this wise that occurred the greatest miracle of all. From her mouth sprang Kanayama-biko and Kanayama-hime, respectively the god and goddess of metals, whilst from other parts of her body issued forth Haniyasu-hiko and Haniyasu-hime, respectively the god and goddess of earth. Before making her “divine retirement,” which marks the end of her earthly career, in a manner almost unspeakably miraculous she gave birth to her last-born, the goddess Mizuhame-no-Mikoto. Her demise marks the intrusion of death into the world. Similarly the corruption of her body and the grief occasioned by her death were each the first of their kind.

By the death of his faithful spouse Izanagi was now quite alone in the world. In conjunction with her, and in accordance with the instructions of the Heavenly Gods, he had created and consolidated the Island Empire of Japan. In the fulfillment of their divine mission, he and his heavenly spouse had lived an ideal life of mutual love and cooperation. It is only natural, therefore, that her death should have dealt him a truly mortal blow.

He threw himself upon her prostrate form, crying: “Oh, my dearest wife, why art thou gone, to leave me thus alone? How could I ever exchange thee for even one child? Come back for the sake of the world, in which there still remains so much for both us twain to do.” In a fit of uncontrollable grief, he stood sobbing at the head of the bier. His hot tears fell like hailstones, and lo! out of the tear-drops was born a beauteous babe, the goddess Nakisawame-no-Mikoto. In deep astonishment he stayed his tears, a gazed in wonder at the new-born child, but soon his tears returned only to fall faster than before. It was thus that a sudden change came over his state of mind. With bitter wrath, his eyes fell upon the infant god of fire, whose birth had proved so fatal to his mother. He drew his sword, Totsuka-no-tsurugi, and crying in his wrath, “Thou hateful matricide,” decapitated his fiery offspring. Up shot a crimson spout of blood. Out of the sword and blood together arose eight strong and gallant deities. “What! more children?” cried Izanagi, much astounded at their sudden appearance, but the very next moment, what should he see but eight more deities born from the lifeless body of the infant firegod! They came out from the various parts of the body,–head, breast, stomach, hands, feet, and navel, and, to add to his astonishment, all of them were glaring fiercely at him. Altogether stupefied he surveyed the new arrivals one after another.

Meanwhile Izanami, for whom her divine husband pined so bitterly, had quitted this world for good and all and gone to the Land of Hades.

These creation stories, though strange to modern readers, speak of several truths. First, the story speaks with affection about the Japanese homeland. Much of Japanese history is characterized by a special affinity toward the land. Several times throughout Japanese history there were movements to restore the forests and other habitats. When everything has a spirit or god behind it, people tend to hold a respectful, reverent view of the environment and how it supports their lives. This can also be seen in Native American cultures. This myth and those like it suggest how we should retain our respect for the world around us and its resources. To do otherwise disrespects the divine and jeopardizes our ability to live.

The story about the gods’ births sets the stage for several reoccurring themes in Japanese literature and culture. Harmony is emphasized. Japanese culture places the quest for harmony between people and between people and nature in the center. Their honorific system grew out of this. The story shows how the decay of harmony and the reality of sorrow can lead to unintended consequences. In his grief, Izanagi kills his son, creating more sons and daughters in the process–much to his surprise. The story lays out a thread found throughout Japanese literature. The blissful, harmonious life Izanagi and Izanami shared couldn’t last. Izanami’s tragic death introduces sorrow to what was a happy story. Japanese literature enjoys balancing happiness with sorrow. Tragedy completes the story. Without sorrow, happiness cannot be understood. Few stories end “happily ever after” but this reflects a clear-eyed view of reality. Buddhism carries a similar thread. Buddhism stories focus on how suffering permeates our experiences. This overlap helped Shintoism (which is what these creation stories originate from) and Buddhism mingle. Whenever you read Japanese literature, you will see this interweaving of religions. 

When you read some of these old translations, archaic Japanese is either depicted in Old English as you will see here or in Latin. Chamberlain’s excerpt contained a few sections of Latin that I translated for you. During the time these stories were written, the Imperial Court used a different dialect of Japanese than the rest of the country. This dialect fell out of style rather quickly but reappeared in literature. Imperial characters and gods spoke it to emphasize their separateness. The use of the language is similar to the Western use of Latin after the fall of Rome. Latin become the language of the Catholic Church and of educated noble elites. It was used to write court and religious documents. This similarity prompted some early translators to use Latin for Imperial Court Japanese. Unlike Latin, which still appears in academia and the Catholic Church, Imperial Court Japanese disappeared. A few remnants appear in Japanese language, but it lacks the cohesion that endures in Latin. You can still find vestiges of it in the speaking style in joseigo, the speaking style of Japan’s Lolita subculture, and with the Japanese Imperial family.

References

Chamberlain, B. (1939) Translation of Kojiki. Kobe: J.L. Thompson & Co.

Yaichiro, I. (1929) The Story of Ancient Japan or Tales from the Kojiki.  San Kaku Sha.

Japan’s Strangest, Most Fearsome Spirit–The Wanyudo

SekienWanyudoJapan is a land chock full of weird ghosts and monsters. Some are harmless, if off-putting, creatures, while others are creatures straight out of your worst nightmare.

Today’s beast is two parts weird and one part terrifying, even more so because of its tendency to haunt residential areas of major cities, most notably Kyoto.

Legend has it that a tyrannical daimyo was touring what is now Kyoto on an ox cart when an assassin struck him down. The evil man, so angered by his untimely demise, became a monstrous spirit called a Wanyudo. The bizarre looking being’s appearance is something straight out of a nightmare (or maybe a bad LSD trip). Legends going back a thousand years describe the beast as looking like a disembodied head that forms the hub of a flaming ox-cart wheel. Oh, and it flies to boot.

While the Wanyudo’s appearance is odd to the point of being a bit goofy, the monster has a reputation for being among the deadliest monsters in Japan’s folkloric menagerie. The mere sight of it can give a person an intense fever, and heaven help you if the Wanyudo catches you looking. It is said to run down victims, ripping them limb from limb and leaving nothing but a burned and broken husk in the road.

Now and then, the monster will let those it catches peeking survive. One legend tells of a woman who caught a glimpse of the Wanyudo on its nightly flight. The monster, seeing her, boomed: “If you have time to gaze upon me, tend to your own child!” This was when she noticed four tiny limbs hanging from the burning spokes of the monster’s wheel. She rushed to her child, to find his limbs all ripped off.

Stories differ a bit as to where the Wanyudo resides when it is not streaking through the night skies and terrorizing people. Some say it sleeps in the mountains, while others say it guards the gates of Hell. Few things can protect against the wrath of the Wanyudo. Staying inside is about the only sure bet. For extra protection, paste sacred sheets of paper–ofudo strips–bearing the saying “kono-tokoro-shobo-no-sato” on them. Literally translated, “this is the town of Shobo,” it is a reference to a Confucian story where one of Confucius’ disciples avoided a town named Shobo, because the character Shobo can be read “triumph over one’s mother.”

Remember this the next time you find yourself in Kyoto. And don’t look too close at any fireballs that happen to streak through the sky. Just in case.

 

Source
Yodo, Hiroko and Alt, Matt. “Yokai Attack! The Japanese Monster Survival Guide.” Tuttle Publishing. 2008. Pgs 34-37.